Xerium Technologies, Inc.
|
(Name of Issuer)
|
Common Stock, $0.001 par value per share
|
(Title of class of securities)
|
98416J118
|
(CUSIP number)
|
Marc Saiontz
American Securities LLC
299 Park Ave, 34th Floor
New York, NY 10171
(212) 476-8000
Copy to:
Michael Lubowitz, Esq.
Weil, Gotshal & Manges LLP
767 Fifth Avenue
New York, NY 10153
(212) 310-8000
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
February 22, 2018
|
(Date of event which requires filing of this statement)
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CUSIP No. 8416J118
|
13D/A
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Page 2
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1
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NAME OF REPORTING PERSONS
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AS INVESTORS, LLC
|
|
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
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||||
3
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SEC USE ONLY
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||
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|||
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||||
4
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SOURCE OF FUNDS (See Instructions)
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||
N/A
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|||
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
|
||
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||
Delaware
|
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
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||||
8
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SHARED VOTING POWER
|
|
|
||
740,479 (See Item 5)
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|||
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|
||||
9
|
SOLE DISPOSITIVE POWER
|
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|
||
0 (See Item 5)
|
|
|
|||
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||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
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|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
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☐
|
||
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||||
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|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
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||
4.5% (See Item 5)
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|||
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|
||||
14
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TYPE OF REPORTING PERSON (See Instructions)
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||
OO
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|||
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CUSIP No. 8416J118
|
13D/A
|
Page 3
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1
|
NAME OF REPORTING PERSONS
|
|
|
||
AMERICAN SECURITIES PARTNERS V, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
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|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
N/A
|
|
|
|||
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|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 (See Item 5)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.5% (See Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 8416J118
|
13D/A
|
Page 4
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
AMERICAN SECURITIES PARTNERS V(B), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
N/A
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 (See Item 5)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.5% (See Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 8416J118
|
13D/A
|
Page 5
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
AMERICAN SECURITIES PARTNERS V(C), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
N/A
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 (See Item 5)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.5% (See Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
PN
|
|
|
|||
|
|
CUSIP No. 8416J118
|
13D/A
|
Page 6
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
AMERICAN SECURITIES ASSOCIATES V, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
N/A
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 (See Item 5)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
740,479 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.5% (See Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
OO
|
|
|
|||
|
|
CUSIP No. 8416J118
|
13D/A
|
Page 7
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
AMERICAN SECURITIES LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|
|
||
N/A
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 (See Item 5)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
753,408 (See Item 5)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 (See Item 5)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
753,408 (See Item 5)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
753,408 (See Item 5)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
4.6% (See Item 5)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
|
||
IA
|
|
|
|||
|
|
Item 5. |
Interest in Securities of the Issuer
|
Transaction
|
Date
|
Shares*
|
Price*
|
Price Range*
Low/High
|
|||||||||
Sale
|
16-Feb-2018
|
52,820 |
$5.5505
|
$5.52
|
$5.66
|
||||||||
Sale
|
20-Feb-2018
|
23,180
|
$5.6434
|
$5.60
|
$5.70
|
||||||||
Sale
|
21-Feb-2018
|
42,000
|
$5.8079
|
$5.60
|
$5.99
|
||||||||
Sale
|
22-Feb-2018
|
53,000
|
$5.8106
|
$5.68
|
$5.90
|
||||||||
Sale
|
23-Feb-2018
|
55,000
|
$5.8622
|
$5.75
|
$5.90
|
||||||||
Sale
|
26-Feb-2018
|
30,000
|
$5.7420
|
$5.68
|
$5.82
|
AS INVESTORS, LLC
|
||
By:
|
/s/ Marc Saiontz
|
|
Name:
|
Marc Saiontz
|
|
Title:
|
Vice President
|
|
Date:
|
February 26, 2018
|
|
AMERICAN SECURITIES PARTNERS V, L.P.
By: American Securities Associates V, LLC, its general partner
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
February 26, 2018
|
|
AMERICAN SECURITIES PARTNERS V(B), L.P.
By: American Securities Associates V, LLC, its general partner
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
February 26, 2018
|
|
AMERICAN SECURITIES PARTNERS V(C), L.P.
By: American Securities Associates V, LLC, its general partner
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
February 26, 2018
|
|
AMERICAN SECURITIES ASSOCIATES V, LLC
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
February 26, 2018
|
|
AMERICAN SECURITIES LLC
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
President and Chief Executive Officer
|
|
Date:
|
February 26, 2018
|